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|c 5.00 USD
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|z 9781475504309
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|a 1934-7685
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|a BD-DhAAL
|c BD-DhAAL
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|a International Monetary Fund.
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|a Spain :
|b IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment Implementation.
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|a Washington, D.C. :
|b International Monetary Fund,
|c 2012.
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|a 1 online resource (134 pages)
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|a IMF Staff Country Reports
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|a <strong>Off-Campus Access:</strong> No User ID or Password Required
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|a <strong>On-Campus Access:</strong> No User ID or Password Required
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|a Electronic access restricted to authorized BRAC University faculty, staff and students
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|a This paper assesses implementation of the International Organization of Securities Commissions' (IOSCO) objectives and principles of securities regulation in Spain. Spain exhibits a high level of implementation of principles. The legal framework is robust and provides the Comision Nacional de Valores (CNMV) with broad supervisory, investigative, and enforcement powers. Arrangements for off-site monitoring of regulated entities are robust. However, some areas of supervision and enforcement require strengthening. In particular, the CNMV should make more use of on-site inspections for all types of investment service providers.
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|a Mode of access: Internet
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|a IMF Staff Country Reports; Country Report ;
|v No. 2012/143
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| 856 |
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|z Full text available on IMF
|u http://elibrary.imf.org/view/journals/002/2012/143/002.2012.issue-143-en.xml
|z IMF e-Library
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