Canada : Financial Sector Assessment Program; Detailed Assessment of the Level of Implementation of the IOSCO Principles and Objectives of Securities Regulation.

The regulatory framework for the securities market of Canada exhibits high levels of implementation of the International Organization of Securities Commissions' (IOSCO) Principles. The regulatory framework for most of the areas covered by securities regulation is robust. The general preconditio...

Ausführliche Beschreibung

Bibliographische Detailangaben
Körperschaft: International Monetary Fund
Format: Zeitschrift
Sprache:English
Veröffentlicht: Washington, D.C. : International Monetary Fund, 2008.
Schriftenreihe:IMF Staff Country Reports; Country Report ; No. 2008/061
Online Zugang:Full text available on IMF
Beschreibung
Zusammenfassung:The regulatory framework for the securities market of Canada exhibits high levels of implementation of the International Organization of Securities Commissions' (IOSCO) Principles. The regulatory framework for most of the areas covered by securities regulation is robust. The general preconditions necessary for the effective regulation of securities markets appear to be in place in Canada. Nevertheless, there are gaps in the regulation and supervision of collective investment schemes (CIS), and enforcement is in need of further improvement, in terms of efficient use of resources.
Beschreibung:<strong>Off-Campus Access:</strong> No User ID or Password Required
<strong>On-Campus Access:</strong> No User ID or Password Required
Beschreibung:1 online resource (51 pages)
Format:Mode of access: Internet
ISSN:1934-7685
Zugangseinschränkungen:Electronic access restricted to authorized BRAC University faculty, staff and students