Strengths and Weaknesses in Securities Market Regulation : A Global Analysis /

This paper examines the strengths and weaknesses of securities regulatory systems worldwide with a view to a better understanding of common problems and areas of global concern. We found that a consistent theme emerges regarding the lack of ability of regulators to effectively enforce compliance wit...

पूर्ण विवरण

ग्रंथसूची विवरण
मुख्य लेखक: Elliott, Jennifer
अन्य लेखक: Carvajal, Ana
स्वरूप: पत्रिका
भाषा:English
प्रकाशित: Washington, D.C. : International Monetary Fund, 2007.
श्रृंखला:IMF Working Papers; Working Paper ; No. 2007/259
ऑनलाइन पहुंच:Full text available on IMF
LEADER 01813cas a2200253 a 4500
001 AALejournalIMF009653
008 230101c9999 xx r poo 0 0eng d
020 |c 5.00 USD 
020 |z 9781451868227 
022 |a 1018-5941 
040 |a BD-DhAAL  |c BD-DhAAL 
100 1 |a Elliott, Jennifer. 
245 1 0 |a Strengths and Weaknesses in Securities Market Regulation :   |b A Global Analysis /  |c Jennifer Elliott, Ana Carvajal. 
264 1 |a Washington, D.C. :  |b International Monetary Fund,  |c 2007. 
300 |a 1 online resource (49 pages) 
490 1 |a IMF Working Papers 
500 |a <strong>Off-Campus Access:</strong> No User ID or Password Required 
500 |a <strong>On-Campus Access:</strong> No User ID or Password Required 
506 |a Electronic access restricted to authorized BRAC University faculty, staff and students 
520 3 |a This paper examines the strengths and weaknesses of securities regulatory systems worldwide with a view to a better understanding of common problems and areas of global concern. We found that a consistent theme emerges regarding the lack of ability of regulators to effectively enforce compliance with existing rules and regulation. In many countries, a combination of factors, including insufficient legal authority, a lack of resources, political will and skills, has undermined the regulator's capacity to effectively execute regulation. This weakness is more acute in areas of increased technical complexity such as standards for and supervision of the valuation of assets and risk management practices. 
538 |a Mode of access: Internet 
700 1 |a Carvajal, Ana. 
830 0 |a IMF Working Papers; Working Paper ;  |v No. 2007/259 
856 4 0 |z Full text available on IMF  |u http://elibrary.imf.org/view/journals/001/2007/259/001.2007.issue-259-en.xml  |z IMF e-Library